# CSC 207.01 2019S, Class 20: Loop invariants

Overview

• Preliminaries
• Notes and news
• Upcoming work
• Extra credit
• Questions
• Quiz
• The state of a program
• Loop invariants
• Loop termination
• An exercise: Partitioning an array
• An exercise: Dutch national flag

## Preliminaries

### News / Etc.

• Sit where you would like.

### Extra credit

• CS Table, Tuesday, noon: Unknown topic
• Convocation Thursday.

#### Extra credit (Wellness, Regular)

• 30 Minutes of Mindfulness at SHACS every Monday 4:15-4:45
• Any organized exercise. (See previous eboards for a list.)
• 60 minutes of some solitary self-care activities that are unrelated to academics or work. Your email reflection must explain how the activity contributed to your wellness.
• 60 minutes of some shared self-care activity with friends. Your email reflection must explain how the activity contributed to your wellness.

### Exam notes

• Remember that average must use O(1) space.
• You are dealing with long values, so the average is likely to be slightly off if the sum of the values is not a multiple of the length.
You should round towards zero, just like long division.
• The constructor for your priority queue should take the comparator as an input. (That’s probably the only input that constructor needs.)
• You will probably need to create comparators when you run tests or experiments.
• You need to keep the nodes in your priority in order by value. That almost certainly happens in the put (or enqueue) method.

### Questions

How will remove be called?

The client code will call remove when they want to remove elements they have just seen. A typical instance.

    Iterator<String> it = pq.iterator();
while (it.hasNext()) {
String s = it.next();
if (some_complicated_logic_that_you_do_not_know(s)) {
it.remove();
} // if
} // while


_Does it also have to work with for-each?

No, since there’s no iterator that the client explicitly accesses.

Can we have a point of extra credit for the “minor” typo?

Sure.

Should average return the same value as if we did it with arbitrary length integers?

Yes.

## Quiz

There’s some evidence that programmers make mistakes, particularly in loops in code.

It is good to have tools that let us

• “Prove” that our code is correct.
• Reason about code we’ve written

## The state of a program

When reasoning about programs, we normally pay attention to the “state”. Most typically, the values of variables on the stack and the heap. (Pictures help.)

We can go from the start to the finish:

• Here’s what we know at the start of our algorithm
• Here’s what we know after each step
• Here’s what we know at the end
• Hopefully, that last thing is our goal.

We can also work backwards from goal to origin.

• I need to be in this state.
• If I do this operation, I only need to be in this state.

## Loop invariants

Loops are a common point of failure, so we do this analysis most commonly with loops.

A loop invariant is a statement about the state of the program

• That we know holds before the first iteration of the loop
• That we can prove holds after each iteration of the loop
• With some associated progress
• E.g., the first i elements of the array are in order.
• That is useful for goals of procedurea

For arrays, pictures are often more helpful than text.

+---------------+-----------------+
| sorted        | unknown         |
+---------------+-----------------+
i                 length


## Loop termination

So far

  Invariant holds
Loop
Invariant holds


That is, when the loop terminates, the invariant still holds. We must also show that the loop terminates.

In the binary search from Friday, some folks had non-terminating code in a few situations (particularly when I forced it upon you).

  while (lb <= ub) {
if (vals[mid] < goal)
lb = mid;
else ...
}


If lb is 0 and ub is 1, and the value we are searching for is at position 1, then, mid is 0, vals[mid] < goal, so lb = mid = 0.

Traditionally, once we prove that the loop has terminated and that the invariant holds, we can reach an appropriate conclusion.

E.g., If our invariant is “If the value is in the array, then it’s between lb and ub” and our loop test is as above, once the loop exits, we know that lb > ub, there are no values in that range, so we know the value is not in the array.

## An exercise: Partitioning an array

Inputs:

• array of integers
• pivot, an integer

Goal:

• Efficiently (O(n)) rearrange the array so that all the values <= pivot are on the left and all the values > pivot are on the right.

Return:

• The index of the last value on the left.

Some questions

• What might the invariant look like?
• How might you approach the problem?

Idea to approach it: Swap elements from the outside of the array, moving in.

Another idea: Work from the middle

+------+-------+--------+---------+
|unkno.|<=piv  | > piv  | unknown |
+------+-------+--------+---------+
|      |       |        |         |
0      i     center     j         length


Look to the left of i and the value at j.

• If the thing to the left of i is bigger than the pivot and the the value at j is <= the pivot, swap them. Decrement i, increment j.
• If the thing to the left of i is <= pivot, decrement i.
• If the thing at j is > pivot, increment j.

When do we stop?

• When i = 0 and j = length
• If i = 0 and j < length, we only care about the right side.
+--------------+--------+---------+
|       <=piv  | > piv  | unknown |
+--------------+--------+---------+
|              |        |         |
0,i          center     j         length


It appears that we now need to do something a bit different. Now,

• If the value at j is > piv, add 1 to j
• If the value at j is <= piv, swap with the center and add 1 to j and add 1 to center

Note: We’ll also have to do similar work when j = length and i > 0.

Questions to ignore for now

• Do we make progress at each step?
• What do we know when we’re done?

A different invariant

+------+----------------+---------+
|<= piv|  unknown       | > piv   |
+------+----------------+---------+
|      |                |         |
0      s                l         length


Rephrased in English (Mathish)

• For all i, 0 <= i < s, A[i] <= piv.
• For all j, l <= j < A.length, A[j] > piv.

Policy:

• If A[s] <= piv then increment s
• Else if A[l-1] > piv then decrement l
• Else swap(A, s, l-1), increment s and decrement l

Termination (when l <= s):

• while (s<l)

Progress:

• Our measure of work left is l-s
• Each time through the loop we either increment l or decrement s; both reduce l-s.
• Eventually, it must reach 0.
+------+---------+
|<= piv| > piv   |
+------+---------+
|      |         |
0      s,l       length


Can s ever be greater than l? No (Analysis discussed)

Note: How are we sure that the invariant holds when we start our algorithm?

+------+----------------+---------+
|<= piv|  unknown       | > piv   |
+------+----------------+---------+
|      |                |         |
0      s                l         length


If s starts as 0 and l starts as length, there’s nothing in the two border sections, everything is unknown, and the invariant holds.

## An exercise: Dutch national flag

You have an array with three values, which we’ll call red, white, and blue. They are in no particular order. Your goal is to rearrange it so that all of the red are at the left, all the blue are at the right, and all the white are in between.

Input:

+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+
| b | r | w | w | r | b | w | r | w | w | w | r | w | b | r | b | w |
+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+


Output

+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+
| r | r | r | r | r | w | w | w | w | w | w | w | w | b | b | b | b |
+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+---+


Come up with an invariant, do the other anlysis.

+----------------+---------+----------+-------+--------------+
|   red          | unknown | white    |unknown|   blue       |
+----------------+---------+----------+-------+--------------+
|                |         |          |       |              |
0                r         w          x       b              length


In Mathglish,

• For all i, 0 <= i < _, ?
• For all j, _ <= j < _, ?
• For all k, _ <= k < _, ?

The prior invariant turns out not to work well. So we switch to the following one. Note that that one also includes clear steps for maintaining the invariant while decreasing the size of the unknown section.

+----------------+--------------+-------------+--------------+
|   red          |  white       |  unknown    |   blue       |
+----------------+--------------+-------------+--------------+
|                |              |             |              |
0                r              i             b              length

• If A[i] is blue, swap to b-1, decrement b.
• If A[i] is white, increment i,
• If A[i] is red, swap A[r] and A[i], increment r and i.