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Boolean values and predicate procedures

Due
Wednesday, 13 February 2019
Summary
Many of Scheme’s control structures, such as conditionals (which you will learn about in a subsequent reading), need mechanisms for constructing tests that return the values true or false. These tests can also be useful for gathering information about a variety of kinds of values. In this reading, we consider the types, basic procedures, and mechanisms for combining results that support such tests.

Introduction

When writing complex programs, we often need to ask questions about the values with which we are computing. For example, should this entry come before this other entry when we sort the entries in a table or is this location within 100 miles of this second location? Frequently, these questions, which we often phrase as tests (not the same as unit tests), are used in control structures. For example, we might decide to do one thing if a value is a string and another if it is an integer.

To express these kinds of questions, we need a variety of tools. First, we need a type in which to express the valid answers to questions. Second, we need a collection of procedures that can answer simple questions. Third, we need ways to combine questions. Finally, we need control structures that use these questions. In the subsequent sections of this reading, we consider each of these issues. We will return to more complex control structures in another reading.

Boolean values

A Boolean value is a datum that reflects the outcome of a single yes-or-no test. For instance, if one were to ask whether Des Moines is within 100 miles of Boston, it would determine that the two cities are not that close and and it would signal this result by displaying the Boolean value for “no” or “false”, which is #f. There is only one other Boolean value, the one meaning “yes” or “true”, which is #t. These are called “Boolean values” in honor of the logician George Boole who was the first to develop a satisfactory formal theory of them. (Some folks now talk about “fuzzy logic” that includes values other than “true” and “false”, but that’s beyond the scope of this course.)

Predicates

A predicate is a procedure that always returns a Boolean value. A procedure call in which the procedure is a predicate performs some yes-or-no test on its arguments. For instance, the predicate number? (the question mark is part of the name of the procedure) takes one argument and returns #t if that argument is a number, #f if it does not. Similarly, the predicate even? takes one argument, which must be an integer, and returns #t if the integer is even and #f if it is odd. The names of most Scheme predicates end with question marks, and Grinnell’s computer scientists recommend this useful convention, even though it is not required by the rules of the programming language. (If you ever notice that we’ve failed to include a question mark in a predicate and you’re the first to tell us, we’ll give you some extra credit.)

Scheme provides a wide variety of basic predicates and the csc151 package adds a few more. We will consider a few right now, but learn more as the course progresses.

Type predicates

The simplest predicates let you test the type of a value. Scheme provides a number of such predicates.

  • number? tests whether its argument is a number.
  • integer? tests whether its argument is an integer.
  • real? tests whether its argument is a real number.
  • string? tests whether its argument is a string.
  • procedure? tests whether its argument is a procedure.
  • boolean? tests whether its argument is a Boolean value.
  • list? tests whether its argument is a list.

Equality predicates

Scheme provides a variety of predicates for testing whether two values can be understood to be the same.

  • eq? tests whether its two arguments are identical, in the very narrow sense of occupying the same storage location in the computer’s memory. In practice, this is useful information only if at least one argument is known to be a symbol, a Boolean value, or an integer.
  • eqv? tests whether its two arguments “should normally be regarded as the same object” (as the language standard declares). Note, however, that two lists of values can have the same elements without being “regarded as the same object”. Also note that in Scheme’s view the number 5, which is “exact”, is not necessarily the same object as the number 5.0, which might be an approximation.
  • equal? tests whether its two arguments are the same or, in the case of lists, whether they have the same contents.
  • = tests whether its arguments, which must all be numbers, are numerically equal; 5 and 5.0 are numerically equal for this purpose.

For this class, you are not required to understand the difference between the eq? and eqv? procedures. In particular, you need not plan to use the eqv? procedure. At least for the first half of the semester, you also need not understand the difference between the eq? and equal? procedures. Feel free to use equal? almost exclusively, except when dealing with numbers, in which case you should use =.

Numeric predicates

Scheme also provides many numeric predicates, some of which you may have already explored.

  • even? tests whether its argument, which must be an integer, is even.
  • odd? tests whether its argument, which must be an integer, is odd.
  • zero? tests whether its argument, which must be a number, is equal to zero.
  • positive? tests whether its argument, which must be a real number, is positive.
  • negative? tests whether its argument, which must be a real number, is negative.
  • exact? tests whether its argument, which must be a number, is represented exactly.
  • inexact? tests whether its argument, which must be a number, is not represented exactly.

String predicates involving regular expressions

Although we’ve been using regular expressions primarily to search strings, we can also determine whether or not a regular expression “matches” a string.

  • (regexp-match? regexp str) determines whether or not a regular expresion appears in a string.
  • (regexp-match-exact? regexp str) determines whether or not a regular expression exactly matches a string.

Recall that #px"a.*b" matches a sequence of characters that starts with a and ends with b. (The . means “any character”, so the .* means “any sequence of characters”. Let’s try some matches with that pattern.

> (regexp-match* #px"a.*b" "alphabet")
'("alphab")
> (regexp-match* #px"a.*b" "balance")
'()
> (regexp-match? #px"a.*b" "alphabet")
#t
> (regexp-match? #px"a.*b" "balance")
#f
> (regexp-match-exact? #px"a.*b" "alphabet")
#f
> (regexp-match-exact? #px"a.*t" "alphabet")
#t

Comparators

When we use a predicate to compare two values, most frequently to see if one should precede the other in some natural ordering, we often refer to that predicate as a “comparator”.

Numeric comparators

Scheme provides a number of numeric comparators.

  • < tests whether its arguments, which must all be numbers, are in strictly ascending numerical order. (The < operation is one of the few built-in predicates that does not have an accompanying question mark.)
  • > tests whether its arguments, which must all be numbers, are in strictly descending numerical order.
  • <= tests whether its arguments, which must all be numbers, are in ascending numerical order, allowing equality.
  • >= tests whether its arguments, which must all be numbers, are in descending numerical order, allowing equality.

Some other comparators

As you’ve studied other types, you may have seen other comparators. Here are some of the more common ones.

  • char<? tests whether itss arguments, which must all be characters, are in strictly ascending alphabetical order.
  • char<=? tests whether its arguments, which must all be characters, are in ascending alphabetical order.
  • char>? tests whether its arguments, which must all be characters, are in strictly descending alphabetical order.
  • char>=? tests whether its arguments, which must all be characters, are in descending alphabetical order.
  • char-ci<? tests whether itss arguments, which must all be characters, are in strictly ascending alphabetical order, ignoring case.
  • char-ci<=? tests whether its arguments, which must all be characters, are in ascending alphabetical order, ignoring case.
  • char-ci>? tests whether its arguments, which must all be characters, are in strictly descending alphabetical order, ignoring case.
  • char-ci>=? tests whether its arguments, which must all be characters, are in descending alphabetical order, ignoring case.
> (char<? #\a #\a)
#f
> (char<=? #\a #\a)
#t
> (char<? #\a #\b)
#t
> (char<? #\a #\B)
#f
> (char-ci<? #\a #\B)
#t
> (char<=? #\a #\A)
#f
> (char-ci<=? #\a #\A)
#t
  • string<? tests whether its arguments, which must all be strings, are in strictly ascending alphabetical order.
  • string<=? tests whether its arguments, which must all be strings, are in ascending alphabetical order.
  • string>? tests whether its arguments, which must all be strings, are in strictly descending alphabetical order.
  • string>=? tests whether its arguments, which must all be strings, are in descending alphabetical order.
  • string-ci<? tests whether its arguments, which must all be strings, are in strictly ascending alphabetical order, but ignoring case.
  • string-ci<=? tests whether its arguments, which must all be strings, are in ascending alphabetical order, but ignoring case.
  • string-ci>? tests whether its arguments, which must all be strings, are in strictly descending alphabetical order, but ignoring case.
  • string-ci>=? tests whether its arguments, which must all be strings, are in descending alphabetical order, but ignoring case.

Negating Boolean values with not

Not all the procedures we use to work with Boolean values are strictly predicates. Another useful Boolean procedure is not, which takes one argument and returns #t if the argument is #f and #f if the argument is anything else. For example, one can test whether picture is not an image with

> (not (image? picture))

If Scheme says that the value of this expression is #t, then picture is not an image.

Combining Boolean values with and and or

The and and or keywords have simple logical meanings. In particular, the and of a collection of Boolean values is true if all are true and false if any value is false, the or of a collection of Boolean values is true if any of the values is true and false if all the values are false. For example,

> (and #t #t #t)
#t
> (and (< 1 2) (< 2 3))
#t
> (and (odd? 1) (odd? 3) (odd? 5) (odd? 6))
#f
> (and)
#t
> (or (odd? 1) (odd? 3) (odd? 5) (odd? 6))
#t
> (or (even? 1) (even? 3) (even? 4) (even? 5))
#t
> (or)
#f

Detour: Keywords vs. procedures

You may note that we were careful to describe and and or as “keywords” rather than as “procedures”. The distinction is an important one. Although keywords look remarkably like procedures, Scheme distinguishes keywords from procedures by the order of evaluation of the parameters. For procedures, all the parameters are evaluated and then the procedure is applied. For keywords, not all parameters need be evaluated, and custom orders of evaluation are possible.

If and and or were procedures, we could not guarantee their control behavior. We’d also get some ugly errors. For example, consider the extended version of the even? predicate below:

(define new-even?
  (lambda (val)
    (and (integer? val) (even? val))))

Suppose new-even? is called with 2.3 as a parameter. In the keyword implementation of and, the first test, (integer? ...), fails, and new-even? returns false. If and were a procedure, we would still evaluate the (even? ...), and that test would generate an error, since even? can only be called on integers.

Another Detour: Separating the world into false and “not” false

Although many computer scientists, philosophers, and mathematicians prefer the purity of dividing the world into “true” and “false”, Scheme supports a somewhat more general separation. In Scheme, anything that is not false is considered “truish”. Hence, you can use expressions that return values other than Boolean values wherever a truth value is expected. For example,

> (and #t 1)
1
> (or 3 #t #t)
3
> (not 1)
#f
> (not (not 1))
#t

Writing our own predicates and comparators

We can, of course, write our own predicates. For example, here is a predicate that determines whether its input, a real number, is between 0 and 100, inclusive.

(define valid-grade?
  (lambda (val)
    (<= 0 val 100)))

Note that we might might also write

(define valid-grade? (section <= 0 <> 100))

We can also write our own comparators. For example, here’s a somewhat pointless comparator that orders words based on their second letter.

;;; Procedure:
;;;   second-letter<?
;;; Parameters:
;;;   str1, a string
;;;   str2, a string
;;; Purpose:
;;;   Determine if the second letter of str1 alphabetically precedes 
;;;   the second letter of str2.
;;; Produces:
;;;   precedes?, a Boolean
;;; Preconditions:
;;;   str1 contains at least two letters.
;;;   str2 contains at least two letters.
;;; Postconditions:
;;;   * Let ch1 be the lowercase version of the second letter of str1.
;;;   * Let ch2 be the lowercase version of the second letter of str2.
;;;   * If (char<? ch1 ch2), then precedes? is #t.
;;;   * Otherwise, precedes? is #f.
(define second-letter<?
  (lambda (str1 str2)
    (char-ci<? (string-ref str1 1) 
               (string-ref str2 1))))

Let’s see how sorting with this comparator differs from sorting with a more traditional comparator.

> (define start-of-jabberwocky
    (list "twas" "brillig" "and" "the" "slithy" "toves" "did" "gyre" "and" 
          "gimble" "in" "the" "wabe" "all" "mimsy" "were" "the" 
          "borogoves" "and" "the" "mome" "raths" "outgrabe"))
> (sort start-of-jabberwocky string<?)
'("all"
  "and"
  "and"
  "and"
  "borogoves"
  "brillig"
  "did"
  "gimble"
  ...
  "twas"
  "wabe"
  "were")
> (sort start-of-jabberwocky second-letter<?)
'("wabe"
  "raths"
  "were"
  "the"
  ...
  "outgrabe"
  "twas"
  "gyre")

and and or as control structures

We’ve seen how and and or can be used to combine tests. But and and or can be used for so much more. In fact, they can be used as control structures.

In an and-expression, the expressions that follow the keyword and are evaluated in succession until one is found to have the value #f (in which case the rest of the expressions are skipped and the #f becomes the value of the entire and-expression). If, after evaluating all of the expressions, none is found to be #f then the value of the last expression becomes the value of the entire and expression. This evaluation strategy gives the programmer a way to combine several tests into one that will succeed only if all of its parts succeed.

This strategy also gives the programmer a way to avoid meaningless tests. For example, we should not make the comparison (< ...) unless we are sure that both a and b are numbers.

In an or expression, the expressions that follow the keyword or are evaluated in succession until one is found to have a value other than#f, in which case the rest of the expressions are skipped and this value becomes the value of the entire or-expression. If all of the expressions have been evaluated and all have the value #f, then the value of the or-expression is #f. This gives the programmer a way to combine several tests into one that will succeed if any of its parts succeeds.

In these cases, and returns the last parameter it encounters (or false, if it encounters a false value) while or returns the first non-false value it encounters. For example,

> (and 1 2 3)
3
> (define x 'two)
> (define y 3)
> (+ x y)
+: expects type <number> as 1st argument, given: two; other arguments were: 3
> (and (number? x) (number? y) (+ x y))
#f
> (define x 2)
> (and (number? x) (number? y) (+ x y))
5
> (or 1 2 3)
1
> (or 1 #f 3)
1
> (or #f 2 3)
2
> (or #f #f 3)
3

We can use the ideas above to make an addition procedure that returns #f if either parameter is not a number. We might say that such a procedure is a bit safer than the normal addition procedure.

;;; Procedure:
;;;   safe-add
;;; Parameters:
;;;   x, a number [verified]
;;;   y, a number [verified]
;;; Purpose:
;;;   Add x and y.
;;; Produces:
;;;   sum, a number.
;;; Preconditions:
;;;   (No additional preconditions)
;;; Postconditions:
;;;   sum = x + y
;;; Problems:
;;;   If either x or y is not a number, sum is #f.
(define safe-add
  (lambda (x y)
    (and (number? x) (number? y) (+ x y))))

Let’s compare this version to the standard addition procedure, +.

> (+ 2 3)
5
> (safe-add 2 3)
5
> (+ 2 'three)
Error: +: argument 2 must be: number 
> (safe-add 2 'three)
#f

If we’d prefer to return 0, rather than #f, we could add an or clause.

;;; Procedure:
;;;   safer-add
;;; Parameters:
;;;   x, a number [verified]
;;;   y, a number [verified]
;;; Purpose:
;;;   Add x and y.
;;; Produces:
;;;   sum, a number.
;;; Preconditions:
;;;   [No additional preconditions]
;;; Postconditions:
;;;   If both x and y are numbers, sum = x + y
;;; Problems:
;;;   If either x or y is not a number, sum is 0.
(define safer-add
  (lambda (x y)
    (or (and (number? x) (number? y) (+ x y))
        0)))

In most cases, safer-add acts much like safe-add. However, when we use the result of the two procedures as an argument to another procedure, we get a little bit further through the calculation.

> (* 4 (+ 2 3))
20
> (* 4 (safer-add 2 3))
20
> (* 4 (+ 2 'three))
Error: +: argument 2 must be: number 
> (* 4 (safe-add 2 'three))
Error: *: argument 2 must be: number 
> (* 4 (safer-add 2 'three))
0

Different situations will call for different choices between those strategies.

Tallying and filtering

You may recall that we can use the (tally lst pred?) procedure to count the number of elements of a list for which a certain predicate holds.

> (define words (string-split "once upon a time in a land far far away"))
> (define very-short-word? (lambda (word) (< (string-length word) 4)))
> (tally words very-short-word?)
5
> (tally '(3 1 4 1 5 9 2 6) even?)
3

But what if we want to know which elements meet the predicate? The procedure (filter pred? lst) searches a list for all values that match the given predicate. (Sorry for the switch in parameter order.)

> (filter very-short-word? words)
'("a" "in" "a" "far" "far")
> (filter even? '(3 1 4 1 5 9 2 6))
'(4 2 6)
> (filter (section > <> 4) '(3 1 4 1 5 9 2 6))
'(5 9 6)

As the last example suggests, we will often use procedures like filter and tally in conjunction with section or compose. For example, if we wanted the words with more than two letters, we might write the following.

> (filter (o (section > <> 2) string-length) words)
'("once" "upon" "time" "land" "far" "far" "away")

Others prefer to use lambda expressions.

> (filter (lambda (word) (> (string-length word) 2)) words)
'("once" "upon" "time" "land" "far" "far" "away")

Combining predicates

As the filter examples suggest, we sometimes like to write new predicates by using o and section. There are also other ways to build new predicates from existing predicates, corresponding to the basic Boolean operations of not, and, and or.

Negation

The negation of a predicate, given by (negate pred?), holds exactly when pred? does not hold. For example, since very-short-word? holds for very short strings, (negate very-short-word?) holds for not short strings.

> (filter very-short-word? (string-split "twas brillig and the slighty toves"))
'("and" "the")
> (filter (negate very-short-word?) (string-split "twas brillig and the slighty toves"))
'("twas" "brillig" "slighty" "toves")

Similarly, (negate integer?) holds for all values that are not integers.

> (filter integer? (list 1 1/2 3.4 4 "two" 'three 8.0))
'(1 4 8.0)
> (filter (negate integer?) (list 1 1/2 3.4 4 "two" 'three 8.0))
'(1/2 3.4 "two" three)

The negate procedure comes with DrRacket, but may not be in all implementations of Scheme.

Conjunction

Just as and can be used to combine two Boolean values, conjoin can be used to combine two unary predicates. The conjunction of two predicates is a new predicate that holds only when both of the predicates hold. Note that the predicates are evaluated left-to-right.

> (filter integer? (list 1 1/2 3.4 4 "two" 'three 8.0))
'(1 4 8.0)
> (filter exact? (list 1 1/2 3.4 4 "two" 'three 8.0))
Error! exact?: contract violation
Error!  expected: number?
Error!  given: "two"
> (filter (conjoin integer? exact?) (list 1 1/2 3.4 4 "two" 'three 8.0))
'(1 4)

We could have used two filter operations to achieve the same goal.

> (filter exact? (filter integer? (list 1 1/2 3.4 4 "two" 'three 8.0)))
'(1 4)

However, the conjoined version is a bit more efficient. Some even find it more readable.

We could use conjunction to find all short strings that begin with a vowel.

> (filter (conjoin (o (section < <> 5) string-length)
                   (section regexp-match-exact? #px"[aeiou].*" <>))
          (string-split "she and i read that it was brillig and the slithy aardvarks"))
'("and" "i" "it" "and")

For those who aren’t sure about the details, here’s the analysis of that strange predicate.

  • (section < <> 5) represents “a procedure that takes a number as input and determines whether it’s less than five.
  • (o (section < <> 5) string-length) represents “a procedure that takes a string as input, finds its length, and determines whether it is less than five”. Alternately, “a procedure that takes a string as input and determines whether that string has fewer than five characters”
  • (section regexp-match-exact? #px"[aeiou].*" <>) represents “a procedure that takes a string as input and determines whether it begins with a vowel.
  • (conjoin (o ) (section )) therefore represents “a procedure that takes a string as input and determines whether that string has fewer than five characters AND begins with a vowel”

So we should get all of the words of fewer than five characters that start with a vowel.

Disjunction

As you might guess, disjunction is the predicate equivalent of or. The disjunction procedure in DrRacket is called disjoin. Let’s use disjoin to select all the symbols and strings from a list.

> (filter symbol? (list 1 'two 3.0 4.5 "five" "six" 'seven 80/10 9+10i 'ten))
'(two seven ten)
> (filter string? (list 1 'two 3.0 4.5 "five" "six" 'seven 80/10 9+10i 'ten))
'("five" "six")
> (filter (disjoin symbol? string?) (list 1 'two 3.0 4.5 "five" "six" 'seven 80/10 9+10i 'ten))
'(two "five" "six" seven ten)

We could, for example, use disjunction to find short words and words that start with a vowel.

> (filter (disjoin (o (section < <> 5) string-length)
                   (section regexp-match-exact? #px"[aeiou].*" <>))          
          (string-split "she and i read that it was brillig and the slithy aardvarks"))
'("she" "and" "i" "read" "that" "it" "was" "and" "the" "aardvarks")

Self checks

Exercise 1: Combining boolean values

Experience suggests that students understand and and or much better after a little general practice figuring out how they combine values. Fill in the following tables for each of the operations and and or. The third column of the table should be the value of (and arg1 arg2), where arg1 is the first argument and arg2 is the second argument. The fourth column should be the value of (or arg1 arg2).

arg1 arg2 (and arg1 arg2) (or arg1 arg2)
#f #f    
#f #t    
#t #f    
#t #t    

Exercise 2: Comparing strings for length

We know how to compare strings alphabetically. Write a comparator, (shorter? str1 str2) that returns true if the length of str1 is less than the length of str2.

Exercise 3: Comparing operations

In your own words, what are the relationships between not and negate, between and and conjoin, and between or and disjoin?

Acknowledgements

This reading is closely based on a similar reading from CSC 151 2018S. We’ve removed a section on the comparator procedure, which we’ve dropped from the class library, and added short sections on regular expressions, filtering, and combining predicates. Much of the discussion of combining predicates comes from a reading on filtering from CSC 151 2018S. .